-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BqyYjOOm7AbuOSILBqex4bOp6G8RSAugDnaUC8wJ/noON43xdQWfAdUuIPvBWb3c IbstSWSS8pJYeSm0cZaWwQ== 0000930661-02-000422.txt : 20020414 0000930661-02-000422.hdr.sgml : 20020414 ACCESSION NUMBER: 0000930661-02-000422 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: AUNDYR TRUST CO LTD CENTRAL INDEX KEY: 0001135275 FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: INTERNATIONAL HOUSE CASTLE HILL STREET 2: VICTORIA ROAD DOUGLAS CITY: ISLE OF MAN MAIL ADDRESS: STREET 1: INTERNATIONAL HOUSE CASTLE HILL STREET 2: VICTORIA ROAD DOUGLAS CITY: ISLE OF MAN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCOTTISH ANNUITY & LIFE HOLDINGS LTD CENTRAL INDEX KEY: 0001064122 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-55937 FILM NUMBER: 02542466 BUSINESS ADDRESS: STREET 1: GRAND PAVILION COMMERCIAL CENTRE STREET 2: 802 WEST BAY RD GEORGE TOWN GRAND CAYMAN CITY: GRAND CAYMAN CAYMAN STATE: E9 ZIP: 00000 BUSINESS PHONE: 3459492800 MAIL ADDRESS: STREET 1: GRAND PAVILION COMMERCIAL CENTRE STREET 2: 802 WEST BAY RD GEORGE TOWN CITY: GRAND CAYMAN CAYMAN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: SCOTTISH LIFE HOLDINGS LTD DATE OF NAME CHANGE: 19980615 SC 13G/A 1 dsc13ga.txt AMENDMENT #1 TO SC 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2(b) (Amendment No. 1) Scottish Annuity and Life Holdings, Ltd. (Name of Issuer) Ordinary Shares, par value $0.01 per share (Title of Class of Securities) 67885T104 (CUSIP Number) December 31, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) =============================================================================== CUSIP NO. 67885T104 13G Page 2 of 5 Pages - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Aundyr Trust Company Limited - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Isle of Man - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 1,108,000 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 0 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,108,000 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,108,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 6.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT Item 1(a). Name of Issuer: Scottish Annuity and Life Holdings, Ltd. Item 1(b). Address of Issuer's Principal Executive Offices: 802 West Bay Road George Town, Grand Cayman Cayman Islands, British West Indies Item 2(a). Name of Person Filing: Aundyr Trust Company Limited Item 2(b). Address of Principal Business Office or, if None, Residence: International House Victoria Road, Castle Hill Douglas, Isle of Man British Isles Item 2(c). Citizenship: Isle of Man Item 2(d). Title of Class of Securities: Ordinary Shares Item 2(e). CUSIP Number: 67885T104 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: Not applicable. Item 4. Ownership: (a) Amount beneficially owned: 1,108,000 (b) Percent of Class: 6.6% (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 1,108,000 (ii) Shared power to vote or direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 1,108,000 (iv) Shared power to dispose or to direct the disposition of: -0- Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Aundyr Trust Company Limited ("Aundyr") beneficially owns an aggregate of 1,108,000 Ordinary Shares of Scottish Annuity and Life Holdings, Ltd. ("Scottish") as the sole trustee of a number of trusts, which trusts have the right to receive dividends from, or the proceeds of sale of, such securities. Aundyr is the trustee of the Bessie Trust which owns Audubon Asset Limited which holds 1,100,000 Warrants to purchase Ordinary Shares of Scottish (collectively, the "Bessie Trust Shares"). The Bessie Trust Shares represent 6.6%. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 11, 2002 Aundyr Trust Company Limited By: /s/ K.G. Harding ------------------------- K.G. Harding, Director -----END PRIVACY-ENHANCED MESSAGE-----